Firm Wide Policies

For the readers education, as a trusted adviser HCG is very serious about our work, serious about providing leadership in a discrete manner and serious regarding our dealings in financial matters. We care about our reputation. HCG has a limited number of subsidiaries, all within the wholesale and B2B spectrum of commerce, healthcare, commodities and finance. HCG has relationships with a select number of distributors and capital markets professionals who coordinate projects and financial instruments in conjunction with our office. As a rule we do not employ third party brokers and we do not accept unaffiliated investment capital.

We do not employ or do business with financial professionals who have FINRA or SEC reprimands; we do not employ personnel or do business with individuals or companies who have been charged with financial crimes. The personnel at HCG seek to be honorable and ethical. HCG Financial cares deeply about the legacy of banking secrecy, HCG personnel adhere to global AML / KYC laws and regulations. HCG does not provide retail services and we do not deal with unauthorized clientele. The personnel and leadership at HCG is proud to work with regulators and write sound policy.

HCG does not hold or manage accounts for individuals. If you have received any third party electronic or physical information or if you suspect a bad actor please contact HCG at your earliest convenience. 

HCG is a for profit enterprise. Fees are levied through three avenues: research sales, consulting sales and fees from management and financial services. That said, HCG offers ongoing pro-bono services for many industries and partners in need, at times offering best practice to foundations and cultural institutions or simply supplying free research for newsmedia.  We invite you to contact our offices if you would like to receive research for non-profit or newsmedia matters, or to discuss cultural institution pro-bono services. 

Client Privacy

​Privacy Is The Most Important Promise We Make.
HCG does not share information with third parties. Personnel at HCG never ask for personal identifier numbers like SSNs. Additionally, HCG does not hold savings deposits for clients. If you have received any third party electronic or physical information or if you suspect a bad actor please contact HCG at your earliest convenience. 

For additional information contact: clearing at hagancapital dot com.

(C) 2003 - 2020. HCG Fund Management, Ltd.